RIDGELINE PRIVATE WEALTH
RIDGELINE WEALTH LLC Legal Name
Adviser information for RIDGELINE PRIVATE WEALTH last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 426 | $107.7M |
| Non-Discretionary | 10 | $3.9M |
| Total | 436 | $111.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 88 | $20.1M |
| HNW Individuals | 50 | $88.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $238,000 |
| Charitable organizations | <5 | $2.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesFLAT FEE |
Identifiers
| SEC RIA File Number | 801-128531 |
|---|---|
| SEC ERA File Number | 801-128531 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318258 |
| Legal Entity Identifier | None |
Principal Office
2929 N POWER RD, STE 101MESA
AZ
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: 480-779-0127, Fax: None
Chief Compliance Officer
CALEB HUFTALIN
DIRECTOR OF WEALTH MANAGEMENT
2929 N POWER RD, STE 101
MESA
AZ
United States
Tel:
480-779-7239
C****@*************************M
(Full email address available in API data)
Regulatory Contact
IVAN BARRETTO
CONSULTANT
NORTH HIGHWAY 183 13359
SUITE 406-649
AUSTIN
TX
United States
Tel:
18337422246
I***@*******O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUFTALIN, CALEB, WILL | Individual | – | DIRECTOR OF WEALTH MANAGEMENT/CHIEF COMPLIANCE OFFICER | 12/2021 | > 75% |