TRIAXIS US ADVISORS AG
Adviser information for TRIAXIS US ADVISORS AG last updated from Form ADV on October 6th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128545 |
|---|---|
| SEC ERA File Number | 801-128545 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311345 |
| Legal Entity Identifier | None |
Principal Office
BRANDSCHENKESTRASSE 4ZURICH
Switzerland
Monday - Friday, 09.00 TO 17.00
Tel: + 41 44 215 1066, Fax: None
Websites
Chief Compliance Officer
SANTIAGO PAZUR
MANAGING PARTNER
BRANDSCHENKESTRASSE 4
ZURICH
Switzerland
Tel:
+41 43 311 27 27
S******@*********H
(Full email address available in API data)
Regulatory Contact
CHRISTOPH ZIEGLER
MANAGING PARTNER
BRANDSCHENKESTRASSE 4
ZURICH
Switzerland
Tel:
+41 43 311 27 27
C********@*********S
(Full email address available in API data)
Industry Affiliates
| TRIAXIS AG | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAZUR, SANTIAGO, ENRIQUE RICARDO | Individual | – | MANAGING DIRECTOR, SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
| ZIEGLER, CHRISTOPH, SAMUEL | Individual | – | MANAGING DIRECTOR, SHAREHOLDER | 01/2020 | < 5% |
| ETRISAL INVESTMENT AG | Foreign Entity | – | SHAREHOLDER | 01/2020 | > 75% |
| VIGEO CAPITAL AG | Foreign Entity | ETRISAL INVESTMENT AG | SHAREHOLDER | 06/2018 | > 75% |
| PAZUR, SANTIAGO, ENRIQUE RICARDO | Individual | VIGEO CAPITAL AG | SHAREHOLDER | 05/2014 | 50-75% |
| ZIEGLER, CHRISTOPH, SAMUEL | Individual | VIGEO CAPITAL AG | SHAREHOLDER | 06/2018 | 50-75% |