NICHOLSON WEALTH MANAGEMENT GROUP, LLC
Adviser information for NICHOLSON WEALTH MANAGEMENT GROUP, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 434 | $226.3M |
| Non-Discretionary | 0 | $0 |
| Total | 434 | $226.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 137 | $51.2M |
| HNW Individuals | 56 | $175.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-128554 |
|---|---|
| SEC ERA File Number | 801-128554 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327001 |
| Legal Entity Identifier | None |
Principal Office
8 N. ADGERS WHARFCHARLESTON
SC
United States
Monday - Friday, 9:00 TO 4:30
Tel: 843-790-2625, Fax: 843-974-4999
Chief Compliance Officer
LONNY ELFENBEIN
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-977-8330
Fax:
513-977-8141
L**************@*****************************M
(Full email address available in API data)
Regulatory Contact
JOSEPH NICHOLSON
MEMBER AND PRESIDENT
8 N. ADGERS WHARF
CHARLESTON
SC
United States
Tel:
843-790-2625
Fax:
843-974-4999
J**@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Elfenbein, Lonny, Scott | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
| NICHOLSON, JOSEPH, LAURENS | Individual | – | PRESIDENT AND MEMBER | 08/2023 | > 75% |