LEVEL ONE FUND
LEVEL ONE GLOBAL ADVISORS, LLC Legal Name
Adviser information for LEVEL ONE FUND last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $196.4M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $196.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $196.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128568 |
|---|---|
| SEC ERA File Number | 801-128568 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316294 |
| Legal Entity Identifier | None |
Principal Office
66 WEST FLAGLER STREETSUITE 900 - #9544
MIAMI
FL
United States
Monday - Friday, 9 AM - 5 PM
Tel: 786-796-7095, Fax: None
Chief Compliance Officer
PETER VAN DE BEEK
485 MADISON AVENUE
15TH FLOOR
NEW YORK
NY
United States
Tel:
212-751-4422
P*********@**************M
(Full email address available in API data)
Regulatory Contact
JAMES STEWART
66 WEST FLAGLER STREET
SUITE 900 - #9544
MIAMI
FL
United States
Tel:
786-796-7095
J****@***************M
(Full email address available in API data)
Industry Affiliates
| LEVEL ONE GLOBAL FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LEVEL ONE O'MEGA FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LEVEL ONE GLOBAL FUND I, L.P. | Venture Capital Fund | $96.7M | $0.1M | 3 |
| LEVEL ONE O'MEGA FUND I, LP | Venture Capital Fund | $99.7M | $0.1M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Stewart, James, Taneian | Individual | – | MANAGING MEMBER | 07/2019 | > 75% |
| vandeBeek, Peter, Tyler | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |