FJELL CAPITAL
Adviser information for FJELL CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 504 | $119.3M |
| Non-Discretionary | 15 | $10.4M |
| Total | 519 | $129.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 143 | $34.6M |
| HNW Individuals | 36 | $90.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $4.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMSubscription feesSETUP / ONBOARDING FEES |
Identifiers
| SEC RIA File Number | 801-128577 |
|---|---|
| SEC ERA File Number | 801-128577 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327541 |
| Legal Entity Identifier | None |
Principal Office
27 10TH STREET NORTHFARGO
ND
United States
Monday - Friday, 8:30AM - 5PM CENTRAL TIME
Tel: 701-491-7600, Fax: None
Chief Compliance Officer
THOMAS STADUM
CEO
27 10TH STREET NORTH
FARGO
ND
United States
Tel:
701-491-7600
T******@***************M
(Full email address available in API data)
Regulatory Contact
ANDREW KLICK
COMPLIANCE CONSULTANT
1 BLUE HILL PLAZA
SUITE 1509
PEARL RIVER
NY
United States
Tel:
551-200-3325
A*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STADUM, THOMAS M, MARTIN | Individual | – | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | 07/2020 | > 75% |