NELSON CAPITAL ADVISORS
NELSON ENTERPRISES LLC Legal Name
Adviser information for NELSON CAPITAL ADVISORS last updated from Form ADV on February 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maine, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 2 | $197.6M |
| Total | 2 | $197.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 5 | $197.6M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsINVESTMENT CONSULTING |
|---|---|
| Compensation | Hourly chargesFixed feesVARIABLE ANNUAL FIXED FEES BASED UPON CLIENT'S TOTAL ASSETS |
Identifiers
| SEC RIA File Number | 801-128579 |
|---|---|
| SEC ERA File Number | 801-128579 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307706 |
| Legal Entity Identifier | None |
Principal Office
10 PAGE PLACEORONO
ME
United States
Monday - Friday, 8:30 TO 5:00
Tel: 207-420-2442, Fax: None
Chief Compliance Officer
CHRISTOPHER J. NELSON
PRESIDENT
10 PAGE PLACE
ORONO
ME
United States
Tel:
207-420-2442
C****@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NELSON, CHRISTOPHER, JOHN | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 03/2020 | > 75% |