LIFESPAN FINANCIAL STRATEGIES, INC.
Adviser information for LIFESPAN FINANCIAL STRATEGIES, INC. last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1,009 | $262.7M |
| Total | 1,009 | $262.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 389 | $134.8M |
| HNW Individuals | 59 | $127.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesTHIRD PARTY INVESTMENT MANAGERS |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-128580 |
|---|---|
| SEC ERA File Number | 801-128580 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119800 |
| Legal Entity Identifier | None |
Principal Office
1655 NORTH COMMERCE PARKWAYSUITE 203
WESTON
FL
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 954-385-7812, Fax: 954-384-7716
Chief Compliance Officer
SHERWOOD FORMAN
1655 NORTH COMMERCE PARKWAY
SUITE 203
WESTON
FL
United States
Tel:
954-385-7812
Fax:
954-384-7716
S**************@********************Z
(Full email address available in API data)
Regulatory Contact
LAURA WALSH, M.S., CFP, CIMA, CPWA, RICP, RMA
PRESIDENT
1655 NORTH COMMERCE PARKWAY
SUITE 203
WESTON
FL
United States
Tel:
954-385-7812
Fax:
954-384-7716
L**********@********************Z
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALSH, LAURA, ANNE | Individual | – | PRESIDENT | 03/1997 | > 75% |
| FORMAN, SHERWOOD, CHARLES | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2019 | < 5% |