AMBLESIDE INVESTMENTS

AMBLESIDE INVESTMENTS LLC Legal Name

Adviser information for AMBLESIDE INVESTMENTS last updated from Form ADV on August 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Indiana, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services WILL SERVE AS SUB-ADVISER TO ETF
Compensation % of AUMAS SPONSOR, WILL SHARE IN ETF PROFITS AFTER EXPENSES

Identifiers

SEC RIA File Number 801-128590
SEC ERA File Number 801-128590
SEC CIK Numbers None
SEC CRD Numbers 326912
Legal Entity Identifier None

Principal Office

5456 NORTH NEW JERSEY ST.
INDIANAPOLIS
IN
United States
Monday - Friday, BY APPOINTMENT
Tel: 317-331-3210, Fax: None

Chief Compliance Officer

NICHOLAS RYAN BIRK
MANAGING MEMBER
5456 NORTH NEW JERSEY ST.
INDIANAPOLIS
IN
United States
Tel: 317-331-3210
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BIRK, NICHOLAS, RYAN Individual MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 04/2023 > 75%

No. Employees, Historic

1050202320241 on 7/19/20231 on 8/31/2023