AMBLESIDE INVESTMENTS
AMBLESIDE INVESTMENTS LLC Legal Name
Adviser information for AMBLESIDE INVESTMENTS last updated from Form ADV on August 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Indiana, United States |
Employees
Total Number of Employees | 1 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | WILL SERVE AS SUB-ADVISER TO ETF |
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Compensation | % of AUMAS SPONSOR, WILL SHARE IN ETF PROFITS AFTER EXPENSES |
Identifiers
SEC RIA File Number | 801-128590 |
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SEC ERA File Number | 801-128590 |
SEC CIK Numbers | None |
SEC CRD Numbers | 326912 |
Legal Entity Identifier | None |
Principal Office
5456 NORTH NEW JERSEY ST.INDIANAPOLIS
IN
United States
Monday - Friday, BY APPOINTMENT
Tel: 317-331-3210, Fax: None
Chief Compliance Officer
NICHOLAS RYAN BIRK
MANAGING MEMBER
5456 NORTH NEW JERSEY ST.
INDIANAPOLIS
IN
United States
Tel:
317-331-3210
N***@***********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BIRK, NICHOLAS, RYAN | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 04/2023 | > 75% |