AXXES DIRECT ADVISORS LLC
Adviser information for AXXES DIRECT ADVISORS LLC last updated from Form ADV on August 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 19 |
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Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 9 |
Registered State Investment Advisers | 7 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Identifiers
SEC RIA File Number | 801-128599 |
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SEC ERA File Number | 801-128599 |
SEC CIK Numbers | None |
SEC CRD Numbers | 327473 |
Legal Entity Identifier | None |
Principal Office
3011 PONCE DE LEON BLVDSUITE 1420
CORAL GABLES
FL
United States
Monday - Friday, 8AM - 5PM
Tel: 786-885-4821, Fax: None
Chief Compliance Officer
KARRIE J. JERRY
CHIEF COMPLIANCE OFFICER
3011 PONCE DE LEON BLVD.
SUITE 1420
CORAL GABLES
FL
United States
Tel:
786-885-4821
K*****@***************M
(Full email address available in API data)
Industry Affiliates
AXXES ADVISORS LLC | Other investment adviser, including financial planners |
AXXES CAPITAL INC. | Sponsor or syndicator of limited partnerships |
AXXES DIRECT HOLDINGS LLC | Sponsor or syndicator of limited partnerships |
AXXES DIRECT LLC | Sponsor or syndicator of limited partnerships |
AXXES HOLDINGS INC. | Sponsor or syndicator of limited partnerships |
AXXES PARTNERS LLC | Sponsor or syndicator of limited partnerships |
CR CREDIT MANAGEMENT LLC | Sponsor or syndicator of limited partnerships |
CR CREDIT PARTNERS LLC | Sponsor or syndicator of limited partnerships |
CR GLOBAL HOLDINGS LLC | Sponsor or syndicator of limited partnerships |
DAGROSA BAJO LLC | Sponsor or syndicator of limited partnerships |
DAGROSA CAPITAL ADVISORS LLC | Sponsor or syndicator of limited partnerships |
DAGROSA CAPITAL LLC | Sponsor or syndicator of limited partnerships |
DAGROSA CAPITAL PARTNERS LLC | Sponsor or syndicator of limited partnerships |
DAGROSA ENTERPRISES LLC | Sponsor or syndicator of limited partnerships |
DAGROSA INVESTORS LLC | Sponsor or syndicator of limited partnerships |
DAGROSA PRIVATE CAPITAL PARTNERS LLC | Sponsor or syndicator of limited partnerships |
DAGROSA PUBLIC CAPITAL LLC | Sponsor or syndicator of limited partnerships |
DAGROSA PUBLIC CAPITAL PARTNERS LLC | Sponsor or syndicator of limited partnerships |
DANE CAPITAL | Sponsor or syndicator of limited partnerships |
DCP AXXES HOLDINGS LLC | Sponsor or syndicator of limited partnerships |
DCP AXXES PARTNERS LLC | Sponsor or syndicator of limited partnerships |
DCP EQUITY MANAGER I LLC | Sponsor or syndicator of limited partnerships |
GACP LLC | Sponsor or syndicator of limited partnerships |
GACP PRIVATE CAPITAL MANAGEMENT | Sponsor or syndicator of limited partnerships |
GACP PROPERTIES, LLC | Sponsor or syndicator of limited partnerships |
GACP SPORTS LLC | Sponsor or syndicator of limited partnerships |
GACP SPORTS PARTNERS LLC | Sponsor or syndicator of limited partnerships |
GENERAL AMERICAN CAPITAL PARTNERS LLC | Sponsor or syndicator of limited partnerships |
JDGR HOLDINGS LLC | Sponsor or syndicator of limited partnerships |
JOBA IRREVOCABLE TRUST | Sponsor or syndicator of limited partnerships |
KAPITAL FOOTBALL ADVISORS LLC | Sponsor or syndicator of limited partnerships |
KAPITAL FOOTBALL HOLDINGS LLC | Sponsor or syndicator of limited partnerships |
MAGIC CITY RE PARTNERS II LLC | Sponsor or syndicator of limited partnerships |
MAGIC CITY RE PARTNERS LLC | Sponsor or syndicator of limited partnerships |
NEW ECONOMY 3T HOLDINGS LLC | Sponsor or syndicator of limited partnerships |
QUINTASEN HOLDINGS LLC | Sponsor or syndicator of limited partnerships |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
AXXES DIRECT INVESTORS I LP | Private Equity Fund | $0.0M | $0.1M | 1 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
JERRY, KARRIE, JEAN | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |
AXXES CAPITAL INC. | Domestic Entity | – | MEMBER | 06/2023 | < 5% |
DAGROSA, JOSEPH, EDWARD | Individual | JDGR HOLDINGS LLC | MANAGER | 12/2021 | > 75% |
AXXES PARTNERS LLC | Domestic Entity | AXXES CAPITAL INC. | MEMBER | 12/2021 | |
DCP AXXES PARTNERS LLC | Domestic Entity | AXXES PARTNERS LLC | MEMBER | 12/2021 | > 75% |
DAGROSA CAPITAL PARTNERS LLC | Domestic Entity | DCP AXXES PARTNERS LLC | MEMBER | 12/2021 | > 75% |
DAGROSA PRIVATE CAPITAL PARTNERS | Domestic Entity | DAGROSA CAPITAL PARTNERS LLC | MEMBER | 12/2021 | > 75% |
DAGROSA CAPITAL LLC | Domestic Entity | DAGROSA PRIVATE CAPITAL PARTNERS | MANAGER | 12/2021 | > 75% |
DAGROSA ENTERPRISES LLC | Domestic Entity | DAGROSA CAPITAL PARTNERS LLC | MANAGER | 12/2021 | > 75% |
JDGR HOLDINGS LLC | Domestic Entity | DAGROSA ENTERPRISES LLC | MANAGER | 12/2021 | > 75% |
DAGROSA, JOSEPH, EDWARD | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2023 | > 75% |
BACHMAN, GARY, J | Individual | – | CHIEF FINANCIAL OFFICER | 06/2023 | < 5% |
AXXES DIRECT LLC | Domestic Entity | – | MEMBER | 06/2023 | > 75% |
ROY, JOHN, PARKER | Individual | – | CHIEF REVENUE OFFICER | 06/2023 | < 5% |
KAPLAN, ADAM, LAWRENCE | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 06/2023 | < 5% |
BASS, ARI, DAVID | Individual | – | PRESIDENT | 06/2023 | < 5% |
AXXES DIRECT HOLDINGS LLC | Domestic Entity | AXXES DIRECT LLC | MANAGER | 06/2023 | > 75% |