SLATER INVESTMENTS LIMITED

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	United Kingdom

Employees

Total Number of Employees	22
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	13	$1.8B
Non-Discretionary	0	$0
Total	13	$1.8B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	<5	$30.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	6	$1.5B
Pension and profit sharing plans	<5	$4.0M
Charitable organizations	<5	$208.5M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$18.8M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	92

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-128602
SEC ERA File Number	801-128602
SEC CIK Numbers	None
SEC CRD Numbers	327135
Legal Entity Identifier	213800MMLBGQ2TMFML59

Principal Office

NICHOLAS HOUSE
3 LAURENCE POUNTNEY HILL
LONDON
United Kingdom

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic