ENCIRCLE FINANCIAL STRATEGIES
MARVEL FINANCIAL PLANNING, INC. Legal Name
Adviser information for ENCIRCLE FINANCIAL STRATEGIES last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 704 | $115.3M |
| Non-Discretionary | 0 | $0 |
| Total | 704 | $115.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 316 | $85.0M |
| HNW Individuals | 20 | $30.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $82,782 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-128603 |
|---|---|
| SEC ERA File Number | 801-128603 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327420 |
| Legal Entity Identifier | None |
Principal Office
5710 TOAD HOLLOW LANEINDIANAPOLIS
IN
United States
Monday - Friday, 10:00 AM TO 6:00 PM
Tel: 317-570-1800, Fax: None
Websites
Chief Compliance Officer
KATHARINE B. MARVEL
5710 TOAD HOLLOW LANE
INDIANAPOLIS
IN
United States
Tel:
317-570-1800
K**********@*********************M
(Full email address available in API data)
Regulatory Contact
PAMELA LOWE
10709 SUNBURST CT
NOBLESVILLE
IN
United States
Tel:
(317) 570-1800
P**********@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARVEL, KATHARINE, BOOTH | Individual | – | CHIEF COMPLIANCE OFFICER, PRESIDENT, AND MANAGING MEMBER | 09/2001 | > 75% |