NECTARINE
NECTARINE FINANCIAL, INC. Legal Name
Adviser information for NECTARINE last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | Fixed feesREFERRAL FEES |
Identifiers
| SEC RIA File Number | 801-128604 |
|---|---|
| SEC ERA File Number | 801-128604 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327155 |
| Legal Entity Identifier | None |
Principal Office
1650 GARNET AVENUE#1090
SAN DIEGO
CA
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: (858) 779-0115, Fax: None
Chief Compliance Officer
SHANE SIDERIS
CO-FOUNDER, MEMBER
2115 CREEKSIDE DRIVE
SOLVANG
CA
United States
Tel:
(858) 779-0115
S****@**********************M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| SYNCHRONOUS WEALTH ADVISORS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIDERIS, SHANE, MICHAEL | Individual | – | CO-FOUNDER, CCO, MEMBER | 06/2023 | 25-50% |
| Ton, Vivi, Nu | Individual | – | MEMBER | 06/2023 | 10-25% |
| Schneider, Jeremy, Bryan | Individual | – | MEMBER | 06/2023 | 50-75% |