FINTRON ADVISORS, LLC
Adviser information for FINTRON ADVISORS, LLC last updated from Form ADV on October 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128611 |
|---|---|
| SEC ERA File Number | 801-128611 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324052 |
| Legal Entity Identifier | None |
Principal Office
201 BROAD STREETSUITE 604
STAMFORD
CT
United States
Monday - Friday, 9:00 AM TO 6:00 PM
Tel: 203-557-4458, Fax: N/A
Chief Compliance Officer
JOSEPH F KROLESKI III
CHIEF COMPLIANCE OFFICER
201 BROAD STREET
SUITE 604
STAMFORD
CT
United States
Tel:
203-557-4458
Fax:
N/A
J*****@****************M
(Full email address available in API data)
Industry Affiliates
| FINTRON INVEST | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FINTRON, INC. | Domestic Entity | – | OWNER | 04/2023 | > 75% |
| Fatse, Matthew, John | Individual | FINTRON, INC. | MEMBER | 08/2022 | 25-50% |
| KROLESKI, JOSEPH, FRANK | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |
| Rumpf, Wilder, Frances | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2023 | < 5% |
| Fatse, Matthew, John | Individual | – | CHIEF OPERATIONS OFFICER | 04/2023 | < 5% |