ICW HOLDINGS, LLC
Adviser information for ICW HOLDINGS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $11.5M |
| Non-Discretionary | 1 | $29.8M |
| Total | 14 | $41.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 4 | $362,900 |
| HNW Individuals | 5 | $1.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $29.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $9.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 8 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128614 |
|---|---|
| SEC ERA File Number | 801-128614 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319296 |
| Legal Entity Identifier | None |
Principal Office
183 COLUMBIA HEIGHTSAPT. 1
BROOKLYN
NY
United States
Monday - Friday, 9AM - 5PM ET
Tel: 347-413-4750, Fax: None
Websites
Chief Compliance Officer
MARK DINNER
MANAGING MEMBER
183 COLUMBIA HEIGHTS
APT. 1
BROOKLYN
NY
United States
Tel:
347-413-4750
C******@***********O
(Full email address available in API data)
Industry Affiliates
| MD & AM LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DINNER, MARK | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 10/2021 | > 75% |
| SQUARE DEAL ALTERNATIVES, LLC | Domestic Entity | – | OWNER | 06/2023 | 5-10% |
| JJ-KMF, LLC | Domestic Entity | – | OWNER | 06/2023 | < 5% |
| SQUARE DEAL CAPITAL, INC. | Domestic Entity | SQUARE DEAL ALTERNATIVES, LLC | MANAGER | 04/2018 | |
| MCLAUGHLIN, ROBERT, DAVID | Individual | SQUARE DEAL CAPITAL, INC. | CEO AND MANAGER | 04/2018 | |
| FISCHMAN, LAUREN, RAE | Individual | JJ-KMF, LLC | OWNER | 02/2023 | 50-75% |
| FISCHMAN, KEVIN, MATTHEW | Individual | JJ-KMF, LLC | OWNER | 02/2023 | 50-75% |