ABACUS INVESTMENTS LLC
Adviser information for ABACUS INVESTMENTS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $112.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $112.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $112.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based feesRECEIVE FEES FROM PORTFOLIO COMPANIES FOR MGMT SERVICES |
Identifiers
| SEC RIA File Number | 801-128617 |
|---|---|
| SEC ERA File Number | 801-128617 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327805 |
| Legal Entity Identifier | None |
Principal Office
2207 2ND AVE NORTHBIRMINGHAM
AL
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 205-661-8189, Fax: None
Chief Compliance Officer
NATHAN HERTZOG
GENERAL COUNSEL
2207 2ND AVE. NORTH
BIRMINGHAM
AL
United States
Tel:
205-661-8189
N*******@********************M
(Full email address available in API data)
Regulatory Contact
CHRIS DEVINE
MEMBER
2207 2ND AVE NORTH
BIRMINGHAM
AL
United States
Tel:
205-661-8189
C******@********************M
(Full email address available in API data)
Industry Affiliates
| ABACUS GENERAL PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GREEN ROCK MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GREEN ROCK, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NOVU RESIDENTIAL GROUP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ABACUS FUND I, LLC | Private Equity Fund | $97.6M | $0.1M | 91 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOBLEY HOLDINGS, LLC | Domestic Entity | – | MEMBER | 06/2020 | 25-50% |
| Nabors, William, Henry | Individual | – | MEMBER/DIRECTOR | 06/2020 | < 5% |
| Nguyen, Dan, Hieu | Individual | – | MEMBER/DIRECTOR | 06/2020 | 5-10% |
| Israel, Robert, Christopher | Individual | – | MEMBER/DIRECTOR | 06/2020 | 5-10% |
| AYERS INVESTMENTS LLLP | Domestic Entity | – | MEMBER | 06/2020 | 25-50% |
| MOBLEY INVESTMENTS LLLP | Domestic Entity | MOBLEY HOLDINGS, LLC | MEMBER | 06/2020 | 25-50% |
| Mobley, Clayton | Individual | MOBLEY INVESTMENTS LLLP | MEMBER | 06/2020 | 25-50% |
| Ayers, Todd | Individual | AYERS INVESTMENTS LLLP | MEMBER | 06/2020 | 25-50% |
| Hertzog, Nathan | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2020 | < 5% |