GW ASENA PTY LTD
Adviser information for GW ASENA PTY LTD last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Australia |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsESTATE PLANNING, TAX ADVICE, TAX COMPLIANCE, INSURANCE CONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-128625 |
|---|---|
| SEC ERA File Number | 801-128625 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323005 |
| Legal Entity Identifier | None |
Principal Office
LEVEL 9, 410 COLLINS STREETMELBOURNE, VICTORIA
Australia
Monday - Friday, BY APPOINTMENT ONLY
Tel: 61396706070, Fax: None
Chief Compliance Officer
LIZA JANAKIEVSKI
LEVEL 9, 410 COLLINS STREET
MELBOURNE, VICTORIA
Australia
Tel:
+61396706070
L***********@************M
(Full email address available in API data)
Industry Affiliates
| ASENA ADVISORS, LLC | Accountant or accounting firm |
| GILES WADE PRIVATE WEALTH PTY LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| PETER HARPER | Accountant or accounting firmLawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ASENA HOLDINGS, LLC | Domestic Entity | – | OWNER | 01/2022 | 50-75% |
| GILES WADE PRIVATE WEALTH PTY LTD | Foreign Entity | – | OWNER | 01/2022 | 50-75% |
| Harper, Peter | Individual | – | PRESIDENT | 01/2022 | < 5% |
| Janakievski, Liza | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| DRIFTING VENTURES, LLC | Domestic Entity | ASENA HOLDINGS, LLC | SOLE MEMBER | 04/2019 | > 75% |
| Harper, Peter | Individual | DRIFTING VENTURES, LLC | SOLE MEMBER | 08/2014 | > 75% |
| JANAKIEVSKI FAMILY TRUST | Foreign Entity | GILES WADE PRIVATE WEALTH PTY LTD | SHARE HOLDER | 11/2011 | 50-75% |
| I&C JANAKIEVSKI PTY LTD | Foreign Entity | JANAKIEVSKI FAMILY TRUST | TRUSTEE | 02/2000 |