SPHINX INVESTMENTS LLC

Adviser information for SPHINX INVESTMENTS LLC last updated from Form ADV on December 18th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-128648
SEC ERA File Number 801-128648
SEC CIK Numbers None
SEC CRD Numbers 327836
Legal Entity Identifier None

Principal Office

16192 COASTAL HIGHWAY
LEWES
DE
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 833-247-7833, Fax: N/A

Chief Compliance Officer

JOSHUA CURTIS
CEO & CCO
16192 COASTAL HIGHWAY
LEWES
DE
United States
Tel: 833-247-7833
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Curtis, Joshua, Steve Individual CEO & CCO 07/2023 10-25%
EVAN THOMSEN CONSULTING LLC Domestic Entity OWNER 07/2023 10-25%
BROLA, ALEX Individual OWNER 07/2023 50-75%
THOMSEN, EVAN Individual EVAN THOMSEN CONSULTING LLC OWNER 07/2023 > 75%

No. Employees, Historic

1050202320241 on 7/28/20231 on 8/3/20231 on 8/10/20231 on 12/18/2023

RAUM, Historic

000202320240 on 7/28/20230 on 8/3/20230 on 8/10/20230 on 12/18/2023