JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC

Adviser information for JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Kentucky, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	5
Registered State Investment Advisers	5
Licensed Agents of an Insurance Company	4
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	980	$179.2M
Non-Discretionary	0	$0
Total	980	$179.2M

Clients

Type	Number	RAUM
Individuals	454	$70.8M
HNW Individuals	162	$105.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$769,333
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$2.5M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation	% of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	3.1M

Portfolio Manager to Program	Sponsor
JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC WRAP FEE PROGRAM	JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC

Identifiers

SEC RIA File Number	801-128650
SEC ERA File Number	801-128650
SEC CIK Numbers	None
SEC CRD Numbers	312706
Legal Entity Identifier	None

Principal Office

1920 BROADWAY STREET
PADUCAH
KY
United States

Monday - Friday, 8:00 TO 4:30

Tel: (270) 448-1010, Fax: (270) 443-1909

Websites

www.facebook.com/jenningsfinancialadvisorsllc www.linkedin.com/in/keith-jennings-b00ba397/ www.linkedin.com/in/miranda-wood-0303291a5/ www.linkedin.com/in/nickpoe/ www.linkedin.com/in/kristinlynch1/ www.linkedin.com/in/cbrewer4/ www.linkedin.com/in/logan-brown-517785194/ www.linkedin.com/company/jennings-&-associates-financial-advisors-llc/ www.jenningsfinancialadvisors.com/

Chief Compliance Officer

KEITH T. JENNINGS

CEO & FOUNDER

1920 BROADWAY

PADUCAH

United States

Tel: (270) 448-1010

Fax: (270) 443-1909

K*************@****************************M

(Full email address available in API data)

Regulatory Contact

CRYSTAL JOHNSON

REGISTERED ADMINISTRATIVE ASSOCIATE