NORTHWEST WEALTH ADVISORS
NORTHWEST WEALTH ADVISORS, LLC Legal Name
Adviser information for NORTHWEST WEALTH ADVISORS last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 954 | $152.3M |
| Non-Discretionary | 0 | $0 |
| Total | 954 | $152.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 332 | $101.8M |
| HNW Individuals | 25 | $49.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $580,157 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-128653 |
|---|---|
| SEC ERA File Number | 801-128653 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327641 |
| Legal Entity Identifier | None |
Principal Office
1801 F STREETBELLINGHAM
WA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 360-738-6019, Fax: 360-266-5050
Chief Compliance Officer
LAMAR A WEST
MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER
1801 F STREET
BELLINGHAM
WA
United States
Tel:
360-738-6019
Fax:
360-266-5050
I***@**************M
(Full email address available in API data)
Regulatory Contact
LAVELLE BLAIR WEST
MANAGING PARNTER
1801 F STREET
BELLINGHAM
WA
United States
Tel:
360-738-6019
Fax:
360-266-5050
B****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| West, LaVelle, Blair | Individual | – | MANAGING PARTNER | 07/2023 | 25-50% |
| WEST, LAMAR, A | Individual | – | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 07/2023 | 50-75% |
| West, Libby, Ann | Individual | – | PARTNER | 07/2023 | 10-25% |