GGM FINANCIAL LLC
GGM FINANCIALS, LLC Legal Name
Adviser information for GGM FINANCIAL LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 751 | $370.9M |
| Non-Discretionary | 0 | $0 |
| Total | 751 | $370.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 238 | $118.3M |
| HNW Individuals | 107 | $229.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.4M |
| Charitable organizations | <5 | $2.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $18.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 15 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-128663 |
|---|---|
| SEC ERA File Number | 801-128663 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327008 |
| Legal Entity Identifier | None |
Principal Office
2492 W DUBLIN GRANVILLE RD.COLUMBUS
OH
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 614-310-2400, Fax: 614-310-2402
Chief Compliance Officer
BRADY GREEN
MANAGING PARTNER, FINANCIAL ADVISOR
2492 W DUBLIN GRANVILLE RD.
COLUMBUS
OH
United States
Tel:
614-310-2400
Fax:
614-310-2402
B****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GREEN, AARON, BRADY | Individual | – | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 08/2023 | > 75% |
| COLLINS, MATTHEW, TIMOTHY | Individual | – | PARTNER, FINANCIAL ADVISOR | 08/2023 | 10-25% |
| McCabe, John | Individual | – | PARTNER, FINANCIAL ADVISOR | 08/2023 | 10-25% |
| BAUMAN, KAREN, MARIE | Individual | – | PARTNER, FINANCIAL ADVISOR | 01/2024 | 5-10% |