PHOENIX MERCHANT PARTNERS, LP
Adviser information for PHOENIX MERCHANT PARTNERS, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $251.5M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $251.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $251.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-128676 |
|---|---|
| SEC ERA File Number | 801-128676 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324381 |
| Legal Entity Identifier | None |
Principal Office
555 THEODORE FREMD AVENUESTE B304
RYE
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 212-804-9990, Fax: None
Chief Compliance Officer
TIM THROSBY
MANAGING PARTNER, PRESIDENT, CHIEF RISK OFFICER
555 THEODORE FREMD AVENUE STE B304
RYE
NY
United States
Tel:
212-804-9943
T**********@*******************M
(Full email address available in API data)
Regulatory Contact
ROLAND DOMANN
MANAGING DIRECTOR
555 THEODORE FREMD AVENUE STE B304
RYE
NY
United States
R************@*******************M
(Full email address available in API data)
Industry Affiliates
| PHOENIX CREDIT PARTNERS GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PHOENIX CREDIT PARTNERS FUND (CAYMAN), LP | PRIVATE CREDIT FUND | $151.5M | $10.0M | 1 |
| PHOENIX CREDIT PARTNERS FUND, LP | PRIVATE CREDIT FUND | $101.0M | $10.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PHOENIX MERCHANT MASTER GP, LLC | Domestic Entity | – | GENERAL PARTNER | 11/2022 | < 5% |
| MBANEFO, ARTHUR, UBAKA | Individual | – | LIMITED PARTNER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | 11/2022 | > 75% |
| THROSBY, TIMOTHY, JAMES | Individual | – | MANAGING PARTNER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |
| MBANEFO, ARTHUR, UBAKA | Individual | PHOENIX MERCHANT MASTER GP, LLC | MANAGING MEMBER | 11/2022 | > 75% |
| Colorado, Rafael, Antonio | Individual | – | GENERAL COUNSEL, CHIEF OPERATING OFFICER | 02/2024 | < 5% |