EVERGREEN CAPITAL ASSOCIATES LLC
Adviser information for EVERGREEN CAPITAL ASSOCIATES LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 34 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $204.9M |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $204.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $204.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 44 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-128686 |
|---|---|
| SEC ERA File Number | 801-128686 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312909 |
| Legal Entity Identifier | 549300TLFPHCXC92R391 |
Principal Office
101 MORGAN LANESUITE 180
PLAINSBORO
NJ
United States
Monday - Friday, 8:30 AM - 5 PM EST
Tel: 609-936-8041, Fax: None
Chief Compliance Officer
DAVID CUSHING
101 MORGAN LANE
SUITE 180
PLAINSBORO
NJ
United States
Tel:
6099368041
C*********@**************S
(Full email address available in API data)
Regulatory Contact
JACK YUEN
PRESIDENT
101 MORGAN LANE
SUITE 180
PLAINSBORO
NJ
United States
Tel:
6099368030
C*********@**************S
(Full email address available in API data)
Industry Affiliates
| WILLOWBRIDGE ASSOCIATES INC. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KEPLER STRATEGIC FUND LLC | Hedge Fund | $7.2M | $1.0M | 2 |
| PLY PRIMUS FUND (USA) LP | Hedge Fund | $75.0M | $1.0M | 5 |
| TECTONIC GLOBAL OPPORTUNITIES FUND LLC | Hedge Fund | $35.5M | $1.0M | 7 |
| TECTONIC STRATEGY FUND AUSTRALIA LLC | Hedge Fund | $22.0M | $1.0M | 1 |
| THE DOUBLEWOOD XLIM FUND (USA) L.P. | Hedge Fund | $15.6M | $0.1M | 18 |
| UNION SPRING FUND LTD. | Hedge Fund | $55.0M | $1.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YANG, PHILIP, LIM | Individual | – | CHAIRMAN & CHIEF INVESTMENT OFFICER | 12/2020 | < 5% |
| WILLOWBRIDGE HOLDINGS GROUP LLC | Domestic Entity | – | MEMBER | 12/2020 | > 75% |
| GAN, MICHAEL, YAO | Individual | – | EXECUTIVE VICE PRESIDENT & DIRECTOR | 12/2020 | < 5% |
| YUEN, JACK, C | Individual | – | PRESIDENT AND DIRECTOR | 12/2020 | < 5% |
| CHAN, EDWARD, KIMMING | Individual | – | CHIEF OPERATIONS AND TECHNOLOGY OFFICER, EXECUTIVE VP | 12/2020 | < 5% |
| Chan, Sandy | Individual | – | MANAGING DIRECTOR OF ACCOUNTING | 05/2023 | < 5% |
| YERRAMILLI, VAMSEE, KRISHNA | Individual | – | CHIEF RISK OFFICER | 12/2020 | < 5% |
| LOEBEL, VIRGINIA, M | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 12/2020 | < 5% |
| YANG, PHILIP, LIM | Individual | WILLOWBRIDGE HOLDINGS GROUP LLC | OWNER | 12/2021 | > 75% |
| CUSHING, DAVID, PRESTON | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |