CACHETECH
Adviser information for CACHETECH last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 478 | $131.8M |
| Non-Discretionary | 0 | $0 |
| Total | 478 | $131.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $131.8M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-128689 |
|---|---|
| SEC ERA File Number | 801-128689 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327688 |
| Legal Entity Identifier | 93-1882241 |
Principal Office
701 S MAIN STSTE 400
LOGAN
UT
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 435-752-1702, Fax: None
Chief Compliance Officer
DYLAN NIELSON
701 S MAIN. ST.
STE 400
LOGAN
UT
United States
Tel:
435-919-6985
D****@***********O
(Full email address available in API data)
Regulatory Contact
CONNOR MURPHY
MANAGING DIRECTOR
701 S MAIN
STE 400
LOGAN
UT
United States
Tel:
928-606-2217
C*****@***********O
(Full email address available in API data)
Industry Affiliates
| ADAMS WEALTH ADVISORS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorInsurance company or agency |
| AIM DEFINED INVESTMENT FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AIM OPPORTUNITY ZONE FUND VII GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AIM VENTURA CAPITAL FUND MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRWAY FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Nielson, Dylan, Jonathan | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
| MURPHY, PATRICK, CORMAC | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2023 | 10-25% |
| ADAMS, STEVEN, CRAIG | Individual | – | OWNER | 07/2023 | > 75% |
| CROSBIE, RILEY, STEVENS | Individual | – | OWNER | 07/2023 | 10-25% |