COUNTERWEIGHT PRIVATE WEALTH
COUNTERWEIGHT VENTURES, LLC Legal Name
Adviser information for COUNTERWEIGHT PRIVATE WEALTH last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 291 | $137.0M |
| Non-Discretionary | 0 | $0 |
| Total | 291 | $137.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 40 | $10.7M |
| HNW Individuals | 41 | $126.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
404 N. 3RD STREETSUITE 107
WILMINGTON
NC
United States
Monday - Friday, 9:00 AM TO 4 PM
Tel: 919-726-6124, Fax: None
Chief Compliance Officer
MICHAEL KOCH
9911 SABINE CIRCLE
MISSOURI CITY
TX
United States
Tel:
2817283167
M******@****************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MURPHY, NICHOLAS, JAMES | Individual | – | PRESIDENT | 07/2023 | > 75% |
| Koch, Kyle, Michael | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 3M | 16K | – |
| ADOBE INC | COM | 458K | 824 | – |
| ADVANCED MICRO DEVICES INC | COM | 814K | 5K | – |
| ALPHABET INC | CAP STK CL C | 5M | 26K | – |
| AMAZON COM INC | COM | 4M | 21K | – |
| AMGEN INC | COM | 2M | 7K | – |
| APPLE INC | COM | 6M | 31K | – |
| BIOCRYST PHARMACEUTICALS INC | COM | 83K | 14K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 1M | 26K | – |
| BROADCOM INC | COM | 4M | 2K | – |
| CATERPILLAR INC | COM | 2M | 5K | – |
| CHEVRON CORP NEW | COM | 3M | 16K | – |
| CISCO SYS INC | COM | 1M | 21K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 4K | – |
| DUKE ENERGY CORP NEW | COM NEW | 964K | 10K | – |
| EXXON MOBIL CORP | COM | 535K | 5K | – |
| HOME DEPOT INC | COM | 3M | 7K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 3M | 20K | – |
| ISHARES TR | 1 3 YR TREAS BD | 4M | 47K | – |
| ISHARES TR | CORE S&P MCP ETF | 4M | 60K | – |
| ISHARES TR | CORE S&P SCP ETF | 7M | 62K | – |
| ISHARES TR | MSCI EAFE MIN VL | 520K | 8K | – |
| ISHARES TR | ISHARES BIOTECH | 791K | 6K | – |
| ISHARES TR | CORE DIV GRWTH | 2M | 29K | – |
| ISHARES TR | MSCI EAFE ETF | 642K | 8K | – |
| ISHARES TR | RUS 1000 GRW ETF | 7M | 20K | – |
| ISHARES TR | U.S. ENERGY ETF | 2M | 49K | – |
| ISHARES TR | US HLTHCARE ETF | 967K | 16K | – |
| ISHARES TR | U.S. TECH ETF | 3M | 21K | – |
| ISHARES TR | CORE S&P500 ETF | 2M | 3K | – |
| ISHARES TR | U.S. BAS MTL ETF | 556K | 4K | – |
| ISHARES TR | BROAD USD HIGH | 2M | 55K | – |
| ISHARES TR | CORE US AGGBD ET | 3M | 30K | – |
| JOHNSON & JOHNSON | COM | 201K | 1K | – |
| JPMORGAN CHASE & CO. | COM | 3M | 16K | – |
| KIMCO RLTY CORP | COM | 267K | 14K | – |
| KRAFT HEINZ CO | COM | 394K | 12K | – |
| LOCKHEED MARTIN CORP | COM | 2M | 3K | – |
| MARATHON PETE CORP | COM | 2M | 12K | – |
| MERCK & CO INC | COM | 3M | 21K | – |
| MICROSOFT CORP | COM | 5M | 11K | – |
| NEXTERA ENERGY INC | COM | 337K | 5K | – |
| NUCOR CORP | COM | 2M | 12K | – |
| NVIDIA CORPORATION | COM | 9M | 71K | – |
| PALO ALTO NETWORKS INC | COM | 3M | 7K | – |
| PEPSICO INC | COM | 228K | 1K | – |
| PHILLIPS 66 | COM | 2M | 12K | – |
| QUALCOMM INC | COM | 587K | 3K | – |
| ROYAL BK CDA | COM | 4M | 35K | – |
| RTX CORPORATION | COM | 384K | 4K | – |
| SALESFORCE INC | COM | 257K | 1K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 387K | 4K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 972K | 24K | – |
| SHELL PLC | SPON ADS | 229K | 3K | – |
| SPDR INDEX SHS FDS | S&P INTL ETF | 333K | 10K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 214K | 400 | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 5K | – |
| VANECK ETF TRUST | OIL SERVICES ETF | 1M | 5K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 3M | 34K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 2M | 9K | – |
| VERIZON COMMUNICATIONS INC | COM | 607K | 15K | – |
| VISA INC | COM CL A | 3M | 12K | – |
| WASTE MGMT INC DEL | COM | 1M | 7K | – |