ABOUND FINANCIAL
ABOUND FINANCIAL, LLC Legal Name
Adviser information for ABOUND FINANCIAL last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,611 | $352.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1,611 | $352.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 145 | $191.0M |
| HNW Individuals | 730 | $157.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $4.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 352.4M |
| Portfolio Manager | 352.4M |
| Both for Same | 352.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ABOUND FINANCIAL, LLC | ABOUND FINANCIAL |
Identifiers
| SEC RIA File Number | 801-128697 |
|---|---|
| SEC ERA File Number | 801-128697 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327724 |
| Legal Entity Identifier | None |
Principal Office
4180 DOUGLAS BLVDSUITE 200
GRANITE BAY
CA
United States
Monday - Friday, 9AM-5PM
Tel: 916-846-7780, Fax: None
Chief Compliance Officer
DAVID LAUT
MANAGING MEMBER
4180 DOUGLAS BLVD
GRANITE BAY
CA
United States
Tel:
916-846-7780
D*****@*************M
(Full email address available in API data)
Regulatory Contact
JENA MILLER
EXECUTIVE ASSISTANT
4180 DOUGLAS BLVD
GRANITE BAY
CA
United States
Tel:
916-846-7780
J****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAUT, DAVID, ALEXANDER | Individual | – | MANAGING MEMBER | 06/2016 | > 75% |
| LAUT, DAVID, ALEXANDER | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2023 | > 75% |