LEGACY WEALTH ADVISORS, LLC
Adviser information for LEGACY WEALTH ADVISORS, LLC last updated from Form ADV on January 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 196 | $146.6M |
| Non-Discretionary | 20 | $108.3M |
| Total | 216 | $254.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $293,812 |
| HNW Individuals | 22 | $253.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 2 | $712,636 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 9 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-128702 |
|---|---|
| SEC ERA File Number | 801-128702 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326117 |
| Legal Entity Identifier | None |
Principal Office
801 BRICKELL AVENUESUITE 2550
MIAMI
FL
United States
Monday - Friday, 9AM - 5PM
Tel: 305-808-6140, Fax: None
Chief Compliance Officer
ROBERT E. MCNALLY
801 BRICKELL AVENUE
SUITE 2550
MIAMI
FL
United States
Tel:
305-808-6140
B*******@**************M
(Full email address available in API data)
Industry Affiliates
| PVP MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEGACY EF HOLDCO. I, INC. | Domestic Entity | – | MEMBER | 07/2023 | 5-10% |
| FRENKEL, EUGENE, LAZAREVICH | Individual | LEGACY EF HOLDCO. I, INC. | PRESIDENT | 07/2023 | > 75% |
| McNally, Robert, Emmett | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
| FRENKEL, EUGENE, LAZAREVICH | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2015 | < 5% |
| BETAJAX, LLC | Domestic Entity | – | MANAGING MEMBER | 09/2015 | > 75% |
| FRENKEL, EUGENE, LAZAREVICH | Individual | BETAJAX, LLC | MANAGING MEMBER | 09/2015 | > 75% |