MAIN ADVISORY, INC.
Adviser information for MAIN ADVISORY, INC. last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Pennsylvania, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 2 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 282 | $104.4M |
Non-Discretionary | 62 | $11.6M |
Total | 344 | $116.1M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 170 | $67.2M |
HNW Individuals | 13 | $41.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $5.9M |
Charitable organizations | <5 | $1.5M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-128706 |
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SEC ERA File Number | 801-128706 |
SEC CIK Numbers | None |
SEC CRD Numbers | 328040 |
Legal Entity Identifier | None |
Principal Office
2400 ANSYS DRIVESUITE 102
CANONSBURG
PA
United States
Monday - Friday, BY APPOINTMENT
Tel: 617-800-0388, Fax: None
Websites
Chief Compliance Officer
DARLA D. MAIN
PRINCIPAL
2400 ANSYS DRIVE
SUITE 102
CANONSBURG
PA
United States
Tel:
(724) 731-0173
D****@***************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MAIN, DARLA, DIANE | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 08/2023 | > 75% |