DAVID KEMP BATTLE CORP.
Adviser information for DAVID KEMP BATTLE CORP. last updated from Form ADV on September 19th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 1 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businesses |
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Compensation | % of AUMPerformance-based fees |
Identifiers
SEC RIA File Number | 801-128712 |
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SEC ERA File Number | 801-128712 |
SEC CIK Numbers | None |
SEC CRD Numbers | 327831 |
Legal Entity Identifier | None |
Principal Office
729 WOODRUFF PLCHARLOTTE
NC
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 828-335-7495, Fax: N/A
Websites
Chief Compliance Officer
DAVID KEMP BATTLE
MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
729 WOODRUFF PL
CHARLOTTE
NC
United States
Tel:
828-335-7495
Fax:
N/A
D******************@********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Battle, David, Kemp | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 01/2023 | > 75% |