ARAVALLI CAPITAL MANAGEMENT LP
Adviser information for ARAVALLI CAPITAL MANAGEMENT LP last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $106.5M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $106.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $106.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128721 |
|---|---|
| SEC ERA File Number | 801-128721 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327861 |
| Legal Entity Identifier | None |
Principal Office
1330 AVENUE OF THE AMERICAS11TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9-5PM ET
Tel: 212-680-4950, Fax: None
Websites
Chief Compliance Officer
LEE STERLING
1330 AVENUE OF THE AMERICAS
11TH FLOOR
NEW YORK
NY
United States
Tel:
212-680-4952
L***********@**************M
(Full email address available in API data)
Industry Affiliates
| ARAVALLI CAPITAL MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARAVALLI CREDIT OPPORTUNITIES MASTER FUND LP | Hedge Fund | $106.5M | $1.0M | 3 |
| ARAVALLI CREDIT OPPORTUNITIES ONSHORE FUND LP | Hedge Fund | $106.5M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STERLING, LEE, MICHAEL | Individual | – | CCO / COO | 09/2023 | < 5% |
| SABARWAL, RAHUL | Individual | – | CEO | 07/2023 | > 75% |
| ARAVALLI CAPITAL MANAGEMENT LLC | Domestic Entity | – | GENERAL PARTNER | 07/2023 | < 5% |
| SABARWAL, RAHUL | Individual | ARAVALLI CAPITAL MANAGEMENT LLC | MANAGING MEMBER | 06/2023 | > 75% |