ATFS ADVISERS
ATFS ADVISERS LLC Legal Name
Adviser information for ATFS ADVISERS last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $13,408 |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $13,408 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 18 | $13,408 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ATLAS FINANCIAL SERVICES WRAP FEE PROGRAM | ATFS ADVISERS LLC |
Identifiers
| SEC RIA File Number | 801-128722 |
|---|---|
| SEC ERA File Number | 801-128722 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324191 |
| Legal Entity Identifier | None |
Principal Office
12121 W OLYMPIC BLVD#2067
LOS ANGELES
CA
United States
Monday - Friday, BY APPOINTMENT
Tel: 805-557-8713, Fax: None
Chief Compliance Officer
MATTHIAS GALLAS
2419 27TH AVE
SAN FRANCISCO
CA
United States
Tel:
310-614-3687
M****@*****************M
(Full email address available in API data)
Regulatory Contact
TOBIAS HEASLIP
CEO AND CIO
12121 W OLYMPIC BLVD
#2067
LOS ANGELES
CA
United States
Tel:
239-530-8707
T*****@*****************M
(Full email address available in API data)
Industry Affiliates
| ATFS MARKETS | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEASLIP, TOBIAS, FRANCIS | Individual | – | CEO AND CIO | 11/2022 | < 5% |
| ATLAS FINANCIAL SERVICES, INC. | Domestic Entity | – | SOLE MEMBER | 10/2022 | > 75% |
| HEASLIP, TOBIAS, FRANCIS | Individual | ATLAS FINANCIAL SERVICES, INC. | SHAREHOLDER (VOTING COMMON) | 08/2020 | 25-50% |
| GALLAS, MATTHIAS, SPIKE GRANER | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |
| LIGHTSPEED VENTURE PARTNERS XIII, L.P. | Domestic Entity | ATLAS FINANCIAL SERVICES, INC. | SHAREHOLDER (SERIES A PREFERRED) | 12/2021 | 50-75% |
| LCG PARTNERS FUND, L.P. | Domestic Entity | ATLAS FINANCIAL SERVICES, INC. | SHAREHOLDER (SERIES SEED-1 PREFERRED) | 12/2020 | > 75% |