WESTWARD PARTNERS LLC
WESTWARD MANAGEMENT COMPANY II LLC Legal Name
Adviser information for WESTWARD PARTNERS LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $288.5M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $288.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $288.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesFINANCIAL AND MANAGEMENT CONSULTING FOR PORTFOLIO COMPANIES |
|---|---|
| Compensation | % of AUMPerformance-based feesPORTFOLIO COMPANY CONSULTING FEES |
Identifiers
| SEC RIA File Number | 801-128729 |
|---|---|
| SEC ERA File Number | 801-128729 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300994 |
| Legal Entity Identifier | None |
Principal Office
2412 WESTLAKE AVE NSUITE 4
SEATTLE
WA
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 206-669-4007, Fax: None
Chief Compliance Officer
ERIK TOLZMANN
MANAGING MEMBER
2412 WESTLAKE AVE N
SUITE 4
SEATTLE
WA
United States
Tel:
206 240 5340
E***@**********************M
(Full email address available in API data)
Regulatory Contact
ANDY BALDRIDGE
MANAGING MEMBER
2412 WESTLAKE AVE N
SUITE 4
SEATTLE
WA
United States
Tel:
206 669-4007
A***@**********************M
(Full email address available in API data)
Industry Affiliates
| CASCADE MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| GRANT MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| SUPERFEET GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SUPERFEET MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| THREE BEARS MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WESTWARD MANAGEMENT COMPANY II LLC | Sponsor, GP, manager of pooled investment vehicles |
| WESTWARD PARTNERS FUND I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CASCADE INVESTCO LLC | Private Equity Fund | $22.3M | $0.0M | 20 |
| GRANT INVESTCO, LLC | Private Equity Fund | $69.1M | $0.0M | 25 |
| SUPERFEET INVESTCO (INT'L) LP | Private Equity Fund | $52.6M | $0.0M | 15 |
| SUPERFEET INVESTCO (US) II LLC | Private Equity Fund | $3.3M | $0.0M | 3 |
| SUPERFEET INVESTCO (US) LLC | Private Equity Fund | $55.5M | $0.0M | 54 |
| THREE BEARS INVESTCO LLC | Private Equity Fund | $53.2M | $0.0M | 23 |
| WESTWARD PARTNERS FUND I, LP | Private Equity Fund | $32.5M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOLZMANN, ERIK, STANLEY | Individual | – | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | 01/2010 | 50-75% |
| BALDRIDGE, ROBERT, ANDREW | Individual | – | MANAGING MEMBER | 01/2010 | 50-75% |
| ERKE, BRIAN, GREGORY | Individual | – | PARTNER | 03/2019 | < 5% |