HOLLYPORT CAPITAL LLP
Adviser information for HOLLYPORT CAPITAL LLP last updated from Form ADV on October 11th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 48 |
|---|---|
| Investment Advisory/Research | 48 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $3.2B |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $3.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $3.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-128737 |
|---|---|
| SEC ERA File Number | 801-128737 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289306 |
| Legal Entity Identifier | 213800GES9Z2ESJBCO37 |
Principal Office
15 GOLDEN SQUARE4TH FLOOR
LONDON
United Kingdom
Monday - Friday, 8.30AM - 5.30PM (GMT)
Tel: +44 207 478 3970, Fax: +44 207 439 8138
Chief Compliance Officer
MEI CHAN
HEAD OF FINANCE
4TH FLOOR
15 GOLDEN SQUARE
LONDON
United Kingdom
Tel:
+44 207 478 0555
M****@*******************M
(Full email address available in API data)
Regulatory Contact
CHRISTEN SCHULER
COMPLIANCE OFFICER
4TH FLOOR
15 GOLDEN SQUARE
LONDON
United Kingdom
Tel:
+44 207 478 3967
C*******@*******************M
(Full email address available in API data)
Industry Affiliates
| HOLLYPORT FP GP LLP | Sponsor, GP, manager of pooled investment vehicles |
| HOLLYPORT IV GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| HOLLYPORT LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| HOLLYPORT MANAGEMENT LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| HOLLYPORT PARTICIPATION LP | Sponsor or syndicator of limited partnerships |
| HOLLYPORT SECONDARY OPPORTUNITIES MANAGEMENT LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| HOLLYPORT SECONDARY OPPORTUNITIES V GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| HOLLYPORT SECONDARY OPPORTUNITIES V-A GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| HOLLYPORT SECONDARY OPPORTUNITIES V-B GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| HOLLYPORT SECONDARY OPPORTUNITIES VII MANAGEMENT LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| HOLLYPORT SECONDARY OPPORTUNITIES VIII MANAGEMENT LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| HOLLYPORT V FP LLP | Sponsor, GP, manager of pooled investment vehicles |
| HOLLYPORT VI HOLDINGS GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| HOLLYPORT VII HOLDINGS GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| NEWGATE CSP PARTICIPATIONS LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HOLLYPORT SECONDARY OPPORTUNITIES VI FUND | Private Equity Fund | $530.2M | $0.1M | 198 |
| HOLLYPORT SECONDARY OPPORTUNITIES VII FUND | Private Equity Fund | $1,317.8M | $0.1M | 240 |
| HOLLYPORT SECONDARY OPPORTUNITIES VIII FUND | Private Equity Fund | $1,177.5M | $0.0M | 332 |
| HOLLYPORT SECONDARY OVERAGE FUND | Private Equity Fund | $39.4M | $0.1M | 529 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARTER, JOHN, NICHOLAS | Individual | – | CEO, PARTNER AND DESIGNATED MEMBER | 04/2006 | 50-75% |
| GAY, EDWARD, JAMES | Individual | – | COO, PARTNER AND DESIGNATED MEMBER | 04/2013 | 10-25% |
| Nicholls, Steven, Raymond | Individual | – | PARTNER AND DESIGNATED MEMBER | 03/2014 | 25-50% |
| Chan, Mei Ying | Individual | – | CCO, CFO AND PARTNER | 12/2019 | < 5% |