INTENTIONAL WEALTH STRATEGIES
LONG CARROLL WEALTH, LLC Legal Name
Adviser information for INTENTIONAL WEALTH STRATEGIES last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 559 | $122.2M |
| Non-Discretionary | 1 | $598,203 |
| Total | 560 | $122.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 117 | $46.5M |
| HNW Individuals | 37 | $66.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $139,310 |
| Charitable organizations | 2 | $1.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $8.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 122.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| INTENTIONAL WEALTH STRATEGIES WRAP PROGRAM | LONG CARROLL WEALTH, LLC |
Identifiers
| SEC RIA File Number | 801-128740 |
|---|---|
| SEC ERA File Number | 801-128740 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327743 |
| Legal Entity Identifier | None |
Principal Office
1125 KELLY JOHNSON BLVD.SUITE 111
COLORADO SPRINGS
CO
United States
Monday - Friday, 8AM - 5PM
Tel: 719-694-8002, Fax: None
Chief Compliance Officer
RICHARD L. CARROLL
1125 KELLY JOHNSON BLVD
SUITE 111
COLORADO SPRINGS
CO
United States
Tel:
(719) 694-8002
R***@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LONG, CHRISTOPHER, DANIEL | Individual | – | MANAGING MEMBER | 07/2023 | 50-75% |
| Carroll, Richard, Lehmann | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 07/2023 | 25-50% |