BGV FINANCIAL ADVISORS
BGV FINANCIAL ADVISORS USA, LLC Legal Name
Adviser information for BGV FINANCIAL ADVISORS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $112.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $112.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $112.1M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-128743 |
|---|---|
| SEC ERA File Number | 801-128743 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324511 |
| Legal Entity Identifier | 254900R9ROQAM92IYT78 |
Principal Office
201 S. BISCAYNE BLVDSUITE 1130
MIAMI
FL
United States
Monday - Friday, 9AM TO 5PM
Tel: 305-615-2070, Fax: None
Chief Compliance Officer
YAILING COLLAZO
201 S. BISCAYNE BLVD
SUITE 1130
MIAMI
FL
United States
Tel:
305-615-2070
Y*******@****************M
(Full email address available in API data)
Regulatory Contact
ROBERTO ALEMAN
201 S. BISCAYNE BLVD
SUITE 1130
MIAMI
FL
United States
Tel:
305-615-2923
R******@****************M
(Full email address available in API data)
Industry Affiliates
| BANCO GENERAL (COSTA RICA), S.A. | Banking or thrift institution |
| BANCO GENERAL (OVERSEAS), INC. | Banking or thrift institution |
| BANCO GENERAL, S.A. | Banking or thrift institution |
| BG INVESTMENT CO. | Other investment adviser, including financial plannersTrust company |
| BG VALORES, S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| BGV SECURITIES | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| GENERAL DE SEGUROS, S.A. | Insurance company or agency |
| PROFUTURO | Pension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BGV SECURITIES HOLDINGS USA, LLC | Domestic Entity | – | MANAGING MEMBER / OWNER | 06/2021 | > 75% |
| GRUPO FINANCIERO BG, S.A. | Foreign Entity | BGV SECURITIES HOLDINGS USA, LLC | SHAREHOLDER | 06/2021 | > 75% |
| Aleman, Roberto, Ramon | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2021 | < 5% |
| COLLAZO, YAILING | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
| EMPRESA GENERAL DE INVERSIONES, S.A. | Foreign Entity | GRUPO FINANCIERO BG, S.A. | SHAREHOLDER | 06/2021 | 50-75% |