GENERATE CAPITAL ADVISORS, PB LLC
Adviser information for GENERATE CAPITAL ADVISORS, PB LLC last updated from Form ADV on January 17th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 230 |
|---|---|
| Investment Advisory/Research | 74 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $100.0M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $100.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $100.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128744 |
|---|---|
| SEC ERA File Number | 801-128744 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318680 |
| Legal Entity Identifier | None |
Principal Office
560 DAVIS STREETSUITE 250
SAN FRANCISCO
CA
United States
Monday - Friday, 8AM - 6PM PST
Tel: 415-360-3063, Fax: None
Chief Compliance Officer
DARRYL CARBONARO
GENERAL COUNSEL
560 DAVIS STREET
SUITE 250
SAN FRANCISCO
CA
United States
Tel:
(415) 298-7646
C*********@******************M
(Full email address available in API data)
Regulatory Contact
BRIAN LEHMAN
CHIEF FINANCIAL OFFICER
560 DAVIS STREET
SUITE 250
SAN FRANCISCO
CA
United States
Tel:
(415) 360-3063
B***********@******************M
(Full email address available in API data)
Industry Affiliates
| GENERATE STRATEGIC CREDIT FUND GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GENERATE STRATEGIC CREDIT FUND I-A, L.P. | Private Equity Fund | $100.0M | $10.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NGUYEN, NAM TRAN, THI | Individual | – | CHIEF OPERATING OFFICER | 06/2023 | < 5% |
| JACOBS, SCOTT, EVAN | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2023 | < 5% |
| GC ADVISORS HOLDING I, LLC | Domestic Entity | – | MEMBER | 01/2022 | > 75% |
| Lehman, Brian, Douglas | Individual | – | CHIEF FINANCIAL OFFICER | 06/2023 | < 5% |
| Ross, Jeffrey, Leonard | Individual | – | CHIEF INVESTMENT OFFICER, INFRASTRUCTURE | 06/2023 | < 5% |
| Stark, John, Francis | Individual | – | EXECUTIVE VICE PRESIDENT | 06/2023 | < 5% |
| Carbonaro, Darryl, Jude | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |
| JANHUNEN, KRISTINE, ELISABETH | Individual | – | CHIEF PEOPLE OFFICER | 06/2023 | < 5% |
| GENERATE CAPITAL, PBC | Domestic Entity | GC ADVISORS HOLDING I, LLC | MEMBER | 01/2022 | > 75% |
| AUSTRALIANSUPER INVESTMENTS FUND NO.2 | Foreign Entity | GENERATE CAPITAL, PBC | SHAREHOLDER | 08/2021 | 25-50% |
| AUSTRALIANSUPER INVESTMENTS PTY LTD | Foreign Entity | AUSTRALIANSUPER INVESTMENTS FUND NO.2 | TRUSTEE | 10/2006 | |
| SONNEBORN, WILLIAM, CHARLES | Individual | – | PRESIDENT | 12/2023 | < 5% |