JOSEPH ADVISORY
JOSEPH ADVISORY SERVICES, LLC Legal Name
Adviser information for JOSEPH ADVISORY last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $134.4M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $134.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $134.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128749 |
|---|---|
| SEC ERA File Number | 801-128749 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324475 |
| Legal Entity Identifier | None |
Principal Office
601 N. MESA ST.FLOOR 19
EL PASO
TX
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 915-820-8082, Fax: None
Chief Compliance Officer
EBETUEL PALLARES
FOUNDER
601 N. MESA ST.
FLOOR 19
EL PASO
TX
United States
Tel:
(915) 820-8082
B***@*****************M
(Full email address available in API data)
Industry Affiliates
| AUDAZ CAPITAL PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARES MATERIALS SPV 2023 A SERIES OF CGF2021 LLC | SPECIAL-PURPOSE VEHICLE FOR INVESTMENT INTO A SINGLE COMPANY | $0.7M | $0.0M | 1 |
| AUDAZ CAPITAL FUND I LP | Venture Capital Fund | $8.4M | $0.0M | 1 |
| HUNT HOLDINGS COTTONWOOD FUND | Venture Capital Fund | $30.5M | $0.0M | 1 |
| HUNT HOLDINGS FUND II, LLC | Venture Capital Fund | $21.1M | $0.0M | 1 |
| HUNT HOLDINGS LIMITED PARTNERSHIP | Venture Capital Fund | $63.1M | $0.0M | 1 |
| HUNT HOLDINGS STRATEGIC FUND, LLC | Venture Capital Fund | $10.5M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Pallares, Ebetuel | Individual | – | FOUNDER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 08/2023 | > 75% |