CAZ INVESTMENTS REGISTERED ADVISER LLC
Adviser information for CAZ INVESTMENTS REGISTERED ADVISER LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 45 |
|---|---|
| Investment Advisory/Research | 34 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 30 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $53.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $53.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $53.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128764 |
|---|---|
| SEC ERA File Number | 801-128764 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327614 |
| Legal Entity Identifier | None |
Principal Office
ONE RIVERWAYSUITE 2000
HOUSTON
TX
United States
Monday - Friday, 8:00 A.M. - 5.00 P.M.
Tel: 713-403-8250, Fax: 713-403-8251
Websites
Chief Compliance Officer
JUSTIN LONG
501 S. CHERRY STREET
SUITE 610
DENVER
CO
United States
Tel:
720-263-3839
J*****@*****************M
(Full email address available in API data)
Industry Affiliates
| CAZ EQUITY INVESTMENTS HOLDINGS LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY AI LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY BB LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY CCO LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY CIO LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY CPF LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY DDF LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY DO LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY DPI LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY DTF LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY EA LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY EE LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY EI1 LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY EI3 LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY EI4 LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY ES LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY ESO LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY GPO LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY HCI LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY HCI2 LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY HSO LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY ICON LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY MRF2 LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY MRF3 LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY MWP LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY OGP LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY PE LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY PEA2 LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY PEO LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY PEO2 LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY PEO3 LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY PEOD5 LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY PIF, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY PSO LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY RMF LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY SO LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY THO LP | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS EQUITY, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CAZ INVESTMENTS L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAZ INVESTMENTS L.P. | Domestic Entity | – | MEMBER | 06/2023 | > 75% |
| CAZ INVESTMENTS 2021 LP | Domestic Entity | CAZ INVESTMENTS L.P. | LIMITED PARTNER | 05/2021 | > 75% |
| YAHWEH HOLDINGS LTD | Domestic Entity | CAZ INVESTMENTS 2021 LP | LIMITED PARTNER | 05/2021 | 25-50% |
| ZOOK, CHRISTOPHER, ALAN | Individual | YAHWEH HOLDINGS LTD | OWNER | 02/1998 | 50-75% |
| ZOOK, LISA, LABRANT | Individual | YAHWEH HOLDINGS LTD | OWNER | 02/1998 | 50-75% |
| CAZ INVESTMENTS MANAGEMENT LLC | Domestic Entity | CAZ INVESTMENTS L.P. | GENERAL PARTNER | 08/2001 | |
| CAZ INVESTMENTS 2021 GP LLC | Domestic Entity | CAZ INVESTMENTS 2021 LP | GENERAL PARTNER | 05/2021 | |
| CAZ INVESTMENTS 2021 LP | Domestic Entity | CAZ INVESTMENTS MANAGEMENT LLC | SOLE MEMBER | 05/2021 | > 75% |
| ZOOK, CHRISTOPHER, ALAN | Individual | CAZ INVESTMENTS 2021 GP LLC | OWNER | 05/2021 | > 75% |
| MASSEY, ISAIAH, LUKE | Individual | – | CHIEF FINANCIAL OFFICER | 06/2023 | < 5% |
| ZOOK, CHRISTOPHER, ALAN | Individual | – | CHAIRMAN, CHIEF INVESTMENT OFFICER | 06/2023 | < 5% |
| LONG, JUSTIN, TYLER | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |