CRESCENT ADVISORY LLC
Adviser information for CRESCENT ADVISORY LLC last updated from Form ADV on November 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 2 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-128766 |
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SEC ERA File Number | 801-128766 |
SEC CIK Numbers | None |
SEC CRD Numbers | 327884 |
Legal Entity Identifier | None |
Principal Office
338 MAIN STUNIT 20D
SAN FRANCISCO
CA
United States
MONDAY,TUESDAY,WEDNESDAY,THURSDAY,FRIDAY,SATURDAY, 9:00 AM - 5:00 PM
Tel: 415-767-0745, Fax: N/A
Chief Compliance Officer
GRANT MICHAEL ROSCOE
CHIEF COMPLIANCE OFFICER
338 MAIN ST
UNIT 20D
SAN FRANCISCO
CA
United States
Tel:
415-767-0745
Fax:
N/A
G****@***********P
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CRESCENT FINANCIAL INC. | Domestic Entity | – | MEMBER | 07/2023 | > 75% |
Roscoe, Grant, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICE, AND PRESIDENT | 07/2023 | < 5% |
ROSCOE, GRANT, MICHAEL | Individual | CRESCENT FINANCIAL INC. | MANAGING MEMBER | 07/2023 | > 75% |
Smith, Joseph, Rex | Individual | – | CHIEF TECHNOLOGY OFFICER | 07/2023 | < 5% |