21SHARES US LLC
Adviser information for 21SHARES US LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $18.7M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $18.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 5 | $18.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-128769 |
|---|---|
| SEC ERA File Number | 801-128769 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328136 |
| Legal Entity Identifier | None |
Principal Office
158W 27TH STREET4TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:30-4:00
Tel: 646-370-6016, Fax: None
Chief Compliance Officer
BRIAN THOMAS MACKENZIE
501 S CHERRY STREET.
STE 610
DENVER
CO
United States
Tel:
413-387-9270
B**************@****O
(Full email address available in API data)
Regulatory Contact
ANDREW JACOBSON
VP - HEAD OF LEGAL
158W 27TH STREET
4TH FLOOR
NEW YORK
NY
United States
Tel:
401-575-3162
A*****@****O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MACKENZIE, BRIAN, THOMAS | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2023 | < 5% |
| JURA PENTIUM INC. | Domestic Entity | – | MANAGING MEMBER | 06/2021 | > 75% |
| Rashwan, Hany, Ahmed | Individual | – | CO-FOUNDER AND CEO | 06/2021 | < 5% |
| Snyder, Ophelia, Branca | Individual | – | CO-FOUNDER AND PRESIDENT | 06/2021 | < 5% |
| JURA PENTIUM AG | Foreign Entity | JURA PENTIUM INC. | SHAREHOLDER | 06/2021 | > 75% |
| JURA PENTIUM LTD. | Foreign Entity | JURA PENTIUM AG | SHAREHOLDER | 06/2021 | > 75% |
| AMUN HOLDINGS LTD | Foreign Entity | JURA PENTIUM LTD. | SHAREHOLDER | 06/2021 | > 75% |
| O.H.L OBELISK HOLDINGS LTD | Foreign Entity | AMUN HOLDINGS LTD | SHAREHOLDER | 05/2020 | 50-75% |
| Rashwan, Samer, Ahmed | Individual | O.H.L OBELISK HOLDINGS LTD | SHAREHOLDER | 05/2020 | 50-75% |