OZE CAPITAL LLC
Adviser information for OZE CAPITAL LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 493 | $175.2M |
| Non-Discretionary | 0 | $0 |
| Total | 493 | $175.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $175.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128773 |
|---|---|
| SEC ERA File Number | 801-128773 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327276 |
| Legal Entity Identifier | None |
Principal Office
25B VREELAND ROAD, SUITE 201FLORHAM PARK
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 973-446-6876, Fax: None
Websites
Chief Compliance Officer
AMY LEIBEL
VP OF FINANCE
25B VREELAND ROAD, SUITE 201
FLORHAM PARK
NJ
United States
Tel:
973-446-6876
A******@*************M
(Full email address available in API data)
Regulatory Contact
LOUKAS THEODOROU
PARTNER/ CHIEF OPERATING OFFICER
25B VREELAND ROAD, SUITE 201
FLORHAM PARK
NJ
United States
Tel:
973-446-6879
L****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FREAK VENTURES | OTHER PRIVATE FUND | $3.6M | $0.1M | 16 |
| OZE CAPITAL FUND 1 LP | OTHER PRIVATE FUND | $30.8M | $0.1M | 55 |
| OZE CAPITAL FUND II LP | OTHER PRIVATE FUND | $51.0M | $0.1M | 82 |
| OZE CAPITAL FUND III LP | OTHER PRIVATE FUND | $52.9M | $0.1M | 96 |
| OZE GMF FUND II COINVEST LLC | OTHER PRIVATE FUND | $8.5M | $0.1M | 61 |
| OZE MTA COINVEST LLC | OTHER PRIVATE FUND | $0.8M | $0.1M | 23 |
| OZE PURE COINVEST II LLC | OTHER PRIVATE FUND | $3.3M | $0.1M | 35 |
| OZE PURE COINVEST LLC | OTHER PRIVATE FUND | $1.1M | $0.1M | 35 |
| OZE TACO BELL COINVEST LLC | OTHER PRIVATE FUND | $14.4M | $0.0M | 62 |
| OZE WTG COINVEST LLC | OTHER PRIVATE FUND | $1.6M | $0.1M | 28 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MILLER, MICHAEL, WILLIAM | Individual | – | MANAGING PARTNER | 12/2018 | > 75% |
| THEODOROU, LOUKAS, WAYNE | Individual | – | PARTNER/CHIEF OPERATING OFFICER | 01/2020 | < 5% |
| LEIBEL, AMY, BETH | Individual | – | VICE PRESIDENT OF FINANCE/CHIEF COMPLIANCE OFFICER | 05/2023 | < 5% |