TOSCAFUND US LTD.
Adviser information for TOSCAFUND US LTD. last updated from Form ADV on December 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | MARCH |
Legal Location | Connecticut, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1 | $433.0M |
Non-Discretionary | 0 | $0 |
Total | 1 | $433.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $433.0M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 100 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
SEC RIA File Number | 801-128778 |
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SEC ERA File Number | 801-128778 |
SEC CIK Numbers | None |
SEC CRD Numbers | 327524 |
Legal Entity Identifier | None |
Principal Office
405 LEXINGTON AVENUE9TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 6 PM
Tel: +1 203 983 3203, Fax: None
Chief Compliance Officer
NICHOLAS EMERY
405 LEXINGTON AVENUE
9TH FLOOR
NEW YORK
NY
United States
Tel:
+44(0)20-7845-6121
N*****@************M
(Full email address available in API data)
Industry Affiliates
TOSCAFUND ASSET MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HUGHES, MARTIN, BRIAN | Individual | – | FOUNDER | 11/2006 | < 5% |
MCKAY, MARTIN, JAMES | Individual | – | CEO | 01/2010 | < 5% |
BEE, TIMOTHY, JAMES MARTIN | Individual | – | CLO | 06/2014 | < 5% |
BARBER, DAMON, PHILLIP | Individual | – | COO | 01/2017 | < 5% |
EMERY, NICHOLAS | Individual | – | CCO | 02/2022 | < 5% |
OLD OAK HOLDINGS LIMITED | Foreign Entity | – | OWNER | 10/2004 | > 75% |
HUGHES, MARTIN, BRIAN | Individual | OLD OAK HOLDINGS LIMITED | DIRECTOR/OWNER | 10/2004 | > 75% |