YES WEALTH MANAGEMENT
S CAPITAL WEALTH ADVISORS, LLC Legal Name
Adviser information for YES WEALTH MANAGEMENT last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 352 | $113.4M |
| Non-Discretionary | 0 | $0 |
| Total | 352 | $113.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 83 | $25.9M |
| HNW Individuals | 39 | $87.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-128782 |
|---|---|
| SEC ERA File Number | 801-128782 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172591 |
| Legal Entity Identifier | None |
Principal Office
86 MAHTOMEDI AVENUEMAHTOMEDI
MN
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: (651) 426-5854, Fax: (651) 429-5809
Chief Compliance Officer
ROBERT J. SCHNEEWEIS
CHIEF OPERATING OFFICER
86 MAHTOMEDI AVENUE
MAHTOMEDI
MN
United States
Tel:
(651) 401-0467
Fax:
(651) 429-5809
B**********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHNEEWEIS, ROBERT, EUGENE | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2022 | > 75% |
| SCHNEEWEIS, THOMAS, R | Individual | – | CHIEF INVESTMENT OFFICER | 07/2014 | 10-25% |
| SCHNEEWEIS, ROBERT, J | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |
| JOHNSON, SARAH, LOUISE | Individual | – | PRESIDENT | 02/2022 | < 5% |