INVEX NEXT, LLC
Adviser information for INVEX NEXT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $330,687 |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $330,687 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13 | $330,687 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128784 |
|---|---|
| SEC ERA File Number | 801-128784 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328201 |
| Legal Entity Identifier | None |
Principal Office
2 ALHAMBRA PLAZASUITE PH 2
CORAL GABLES
FL
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 786-425-1717, Fax: 786-425-1718
Websites
Chief Compliance Officer
CARLOS BARRIENTOS SERRANO
2 ALHAMBRA PLAZA
SUITE PH 2
CORAL GABLES
FL
United States
Tel:
786-425-1717
Fax:
786-425-1718
C**********@*******S
(Full email address available in API data)
Industry Affiliates
| INVEX ADVISORS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVEX, LLC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INVEX CONTROLADORA S.A.B. DE C.V. | Foreign Entity | INVEX HOLDINGS, INC. | SHAREHOLDER | 02/2017 | > 75% |
| BARRIENTOS SERRANO, CARLOS | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2023 | < 5% |
| REYES RETANA HIGUERA, GERARDO | Individual | – | PRESIDENT | 08/2023 | < 5% |
| INVEX HOLDINGS, INC. | Domestic Entity | – | MEMBER | 08/2023 | > 75% |