AEREF MANAGEMENT, LLC
Adviser information for AEREF MANAGEMENT, LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $25.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $25.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $25.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128798 |
|---|---|
| SEC ERA File Number | 801-128798 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322495 |
| Legal Entity Identifier | None |
Principal Office
40 WEST 57TH STREETSUITE 1710
NEW YORK
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: (212) 721-5500, Fax: (212) 721-5501
Chief Compliance Officer
CHRISTOPHER MCCARTHY
VICE PRESIDENT, FINANCE
40 WEST 57TH STREET
SUITE 1710
NEW YORK
NY
United States
Tel:
(917) 746-4645
Fax:
(212) 721-5501
C*************@********M
(Full email address available in API data)
Industry Affiliates
| AEREF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| APERTURE INVESTORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| A&E REAL ESTATE FINANCE, LP | Real Estate Fund | $25.8M | $1.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AEREF PARTNERSHIP, LLC | Domestic Entity | – | MANAGING MEMBER | 01/2022 | 50-75% |
| EISENBERG, DOUGLAS, FOSTER | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2022 | 25-50% |
| MCCARTHY, CHRISTOPHER | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| ABSTRACT ALTERNATIVE INVESTORS LLC | Domestic Entity | – | MEMBER | 01/2022 | 25-50% |
| KRAUS, PETER, STEVEN | Individual | ABSTRACT ALTERNATIVE INVESTORS LLC | MEMBER | 01/2021 | 25-50% |
| A&E REAL ESTATE HOLDINGS, LLC | Domestic Entity | AEREF PARTNERSHIP, LLC | MEMBER | 12/2022 | > 75% |
| THE ARRILLAGA CP TRUST DATED NOVEMBER 30, 2007 | Domestic Entity | A&E REAL ESTATE HOLDINGS, LLC | MEMBER | 12/2011 | 50-75% |
| PIERREPONT HOLDINGS, LLC | Domestic Entity | A&E REAL ESTATE HOLDINGS, LLC | MEMBER | 03/2011 | 50-75% |
| ARRILLAGA, JOHN | Individual | THE ARRILLAGA CP TRUST DATED NOVEMBER 30, 2007 | SOLE TRUSTEE, BENEFICIARY | 11/2007 | |
| STAMEN ARRILLAGA, JUSTINE, ALEXANDRA | Individual | THE ARRILLAGA CP TRUST DATED NOVEMBER 30, 2007 | BENEFICIARY | 11/2007 | 50-75% |
| EISENBERG, DOUGLAS, FOSTER | Individual | PIERREPONT HOLDINGS, LLC | MANAGER, MEMBER | 05/2011 | |
| EISENBERG, WENDY, ABELS | Individual | PIERREPONT HOLDINGS, LLC | MEMBER | 05/2011 | 50-75% |