BDO USA WEALTH ADVISORS, LLC
Adviser information for BDO USA WEALTH ADVISORS, LLC last updated from Form ADV on September 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | APRIL |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPERCENTAGE OF ADVISED ASSETS |
Identifiers
| SEC RIA File Number | 801-128801 |
|---|---|
| SEC ERA File Number | 801-128801 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328278 |
| Legal Entity Identifier | None |
Principal Office
1301 RIVERPLACE BLVD.SUITE 900
JACKSONVILLE
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 904-396-4015, Fax: None
Chief Compliance Officer
MATTHEW MURRAY
1301 RIVERPLACE BLVD
SUITE 900
JACKSONVILLE
FL
United States
Tel:
904-394-0838
M*******@************M
(Full email address available in API data)
Industry Affiliates
| BDO CAPITAL ADVISORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BDO USA, P.A. | Accountant or accounting firm |
| GREEN WAGON, LLC | Real estate broker or dealer |
| SPACKLER INSURANCE COMPANY, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OKAMURA, RYUICHI | Individual | – | CHIEF OPERATING OFFICER | 08/2023 | < 5% |
| MURRAY, MATTHEW, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2023 | < 5% |
| BIEGEL, MARK, DAVID | Individual | – | PRESIDENT | 08/2023 | < 5% |
| CALHOUN, LYNN, GARY | Individual | – | VICE PRESIDENT AND TREASURER | 08/2023 | < 5% |
| GRIMMER, JUDITH, ANNE | Individual | – | SECRETARY | 08/2023 | < 5% |
| BDO WA HOLDCO, LLC | Domestic Entity | – | MANAGING MEMBER | 08/2023 | > 75% |
| BDO USA, P.A. | Domestic Entity | BDO WA HOLDCO, LLC | MANAGING MEMBER | 08/2023 | > 75% |