INDEX TECHNOLOGIES GROUP LLC
Adviser information for INDEX TECHNOLOGIES GROUP LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $8.0M |
| Non-Discretionary | 14 | $20.7M |
| Total | 35 | $28.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $28.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128809 |
|---|---|
| SEC ERA File Number | 801-128809 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327771 |
| Legal Entity Identifier | None |
Principal Office
10 E. 53RD STREETSUITE 1400
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 212-466-6760, Fax: 212-466-6809
Chief Compliance Officer
MARIA LEE
PARTNER
10 EAST 53RD STREET
SUITE 1400
NEW YORK
NY
United States
Tel:
212-466-6761
Fax:
212-466-6809
M********@*******M
(Full email address available in API data)
Regulatory Contact
JON DUPRAU
MANAGING PARTNER
10 EAST 53RD STREET
SUITE 1400
NEW YORK
NY
United States
Tel:
212-466-6760
Fax:
212-466-6809
J*********@*******M
(Full email address available in API data)
Industry Affiliates
| QUANTUM PORTFOLIO MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Duprau, Jon, A | Individual | – | MANAGING DIRECTOR | 07/2023 | < 5% |
| Lee, Maria | Individual | – | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
| INDEX TECHNOLOGIES HOLDINGS, LLC | Domestic Entity | – | OWNER | 01/2024 | > 75% |
| ARAX ASSET MANGEMENT, LLC | Domestic Entity | INDEX TECHNOLOGIES HOLDINGS, LLC | OWNER | 01/2024 | 50-75% |
| SUPERDEX MIV LLC | Domestic Entity | INDEX TECHNOLOGIES HOLDINGS, LLC | OWNER | 01/2024 | 25-50% |
| ARAX MIDCO LLC | Domestic Entity | ARAX ASSET MANGEMENT, LLC | OWNER | 08/2023 | > 75% |
| ARAX INVESTMENT PARTNERS, LLC | Domestic Entity | ARAX MIDCO LLC | OWNER | 06/2023 | > 75% |
| ARAX BUSINESS TRUST, LLC | Domestic Entity | ARAX INVESTMENT PARTNERS, LLC | OWNER | 01/2023 | > 75% |
| REDBIRD CAPITAL PARTNERS FUND IV GEN PAR LLC | Domestic Entity | ARAX BUSINESS TRUST, LLC | OWNER | 01/2023 | > 75% |
| INDEX CAPITAL PARTNERS LLC | Domestic Entity | SUPERDEX MIV LLC | OWNER | 01/2024 | > 75% |
| FORESIDE INVESTMENT COMPANY | Domestic Entity | INDEX CAPITAL PARTNERS LLC | OWNER | 01/2024 | > 75% |