STONE RIDGE ADVISORS
STONE RIDGE ADVISORS LLC Legal Name
Adviser information for STONE RIDGE ADVISORS last updated from Form ADV on January 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 100 | $37.8M |
| Non-Discretionary | 0 | $0 |
| Total | 100 | $37.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 18 | $7.7M |
| HNW Individuals | 10 | $29.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $588,093 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-128819 |
|---|---|
| SEC ERA File Number | 801-128819 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327875 |
| Legal Entity Identifier | None |
Principal Office
194 STILLWATER RDSTONE RIDGE
NY
United States
BY APPOINTMENT ONLY, 9:00 A.M. - 5:00 P.M.
Tel: 212-431-4676, Fax: None
Chief Compliance Officer
MARK STERN
PRINCIPAL
194 STILLWATER ROAD
STONE RIDGE
NY
United States
Tel:
212-431-4676
M***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STERN, MARK | Individual | – | PRINCIPAL/CCO | 07/2023 | > 75% |