LASHLEY WEALTH MANAGEMENT
LASHLEY WEALTH MANAGEMENT INC. Legal Name
Adviser information for LASHLEY WEALTH MANAGEMENT last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 125 | $61.8M |
| Non-Discretionary | 9 | $8.7M |
| Total | 134 | $70.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 31 | $15.4M |
| HNW Individuals | 24 | $53.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128825 |
|---|---|
| SEC ERA File Number | 801-128825 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328154 |
| Legal Entity Identifier | None |
Principal Office
1990 MAIN STREETSUITE 750
SARASOTA
FL
United States
Monday - Friday, 9:00 AM - 4:00 PM
Tel: 913 338-2400, Fax: N/A
Chief Compliance Officer
JEFFREY ROBERT LASHLEY
MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
1990 MAIN STREET
SUITE 750
SARASOTA
FL
United States
Tel:
913 338-2400
Fax:
N/A
J***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LASHLEY, JEFFREY, R | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 05/2014 | > 75% |