RASP WEALTH SOLUTIONS, LLC
Adviser information for RASP WEALTH SOLUTIONS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 382 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 203 | $99.2M |
| Non-Discretionary | 0 | $0 |
| Total | 203 | $99.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 38 | $13.4M |
| HNW Individuals | 22 | $85.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-128832 |
|---|---|
| SEC ERA File Number | 801-128832 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328248 |
| Legal Entity Identifier | None |
Principal Office
15648 ROCA COURTFISHERS
IN
United States
PRIVATE RESIDENCE, PRIVATE RESIDENCE NOT USED FOR CLIENT MEETINGS
Tel: 463-248-6395, Fax: None
Chief Compliance Officer
SONIA GOFORTH
101 S. 5TH STREET
SUITE 2500
LOUISVILLE
KY
United States
Tel:
502-540-2300
S************@*****************************M
(Full email address available in API data)
Regulatory Contact
JASON RASP
CEO
15648 ROCA COURT
FISHERS
IN
United States
Tel:
463-248-6395
J********@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOFORTH, SONIA, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2023 | < 5% |
| RASP, JASON, WENDELL | Individual | – | CEO | 10/2023 | > 75% |
| MANIAGO, WENDEE, L. | Individual | – | CHIEF OPERATING OFFICER | 10/2023 | < 5% |