XDUS FUND ADVISOR
XD FUND ADVISOR LLC Legal Name
Adviser information for XDUS FUND ADVISOR last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $602,396 |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $602,396 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $602,396 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128841 |
|---|---|
| SEC ERA File Number | 801-128841 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328236 |
| Legal Entity Identifier | None |
Principal Office
1 CORPORATE DRIVE, SUITE #100WINDSOR LOCKS
CT
United States
Monday - Friday, 8:00AM- 5:00PM
Tel: 917-566-8371, Fax: None
Websites
Chief Compliance Officer
SREEVATSAN RAJAGOPALAN
1 CORPORATE DRIVE, SUITE #100
WINDSOR LOCKS
CT
United States
Tel:
347-688-2972
V***@******************M
(Full email address available in API data)
Regulatory Contact
BRIAN MACKENZIE
COMPLIANCE CONSULTANT
501 SOUTH CHERRY STREET SUITE 610
DENVER
CO
United States
Tel:
413 387 9270
B****@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Rajagopalan, Sreevatsan | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |
| RIECKE, SCOTT, FREDERICK | Individual | – | CHIEF PORTFOLIO MANAGER | 06/2023 | < 5% |
| RAMAMURTHI, SURESH | Individual | NETXD INC. | SHAREHOLDER | 09/2019 | 50-75% |
| NETXD INC. | Domestic Entity | – | MEMBER | 06/2023 | > 75% |